SEBI Research Analyst Registration Overview

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Definition: A Research Analyst is a person who prepares or publishes research reports or offers opinions on securities.

Types:

  • Independent Research Analyst (for individuals)
  • Research Entity (for organizations)

Eligibility Criteria

  1. Qualifications:
    • Professional degree or PG diploma in finance, economics, business, or related fields.
    • PG program in Securities Market from NISM (minimum duration of one year).
    • A graduate with a minimum of five years of relevant experience.
  2. Certification:
    • NISM certification or another certification recognized by SEBI.
  3. Net Worth:
    • Individuals/partnerships: net tangible assets must exceed ₹1 lakh.
    • Corporates/LLPs: minimum net worth of ₹25 lakh.

Required Documents

  • Identity proof (PAN, Aadhaar).
  • Educational and experience certificates.
  • Net Worth Certificate from a Chartered Accountant.
  • Income Tax Returns for the last three years.
  • Declarations of compliance with SEBI regulations.
  • Details about research infrastructure available.

Fees

  • Individuals/Partnerships:
    • Application Fee: ₹5,000
    • Registration Fee: ₹10,000
  • LLPs/Body Corporates:
    • Application Fee: ₹50,000
    • Registration Fee: ₹5 lakh

Registration Process

  1. Submit an application using Form A along with required documents and fees.
  2. Respond to any clarifications requested by SEBI.
  3. Upon approval, pay the registration fee to receive your certificate.

Conclusion

Ensure you meet all eligibility requirements before applying to streamline the registration process with SEBI.

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